Loans to Insiders (Reg O)

Loans to Insiders (Reg O)


Price: $275 members; $375 non-members

Member Online Enrollment | Non-Member Online Enrollment
This course is also available at discounted prices under an annual license.  Call or email for details.
Loans to Insiders (Reg O) is one of several courses in the Online Courses for Compliance Professionals series.
The purpose of this course is to provide an overview of Regulation O, Loans to Insiders, including parties and transactions covered under the regulation. The course also includes the “rules” that apply to each class of insider, as well as reporting and recordkeeping requirements. Regulation O helps to ensure the safety and soundness of banks by restricting credit that a member bank may extend to its executive officers, directors, and principal shareholders and their related interests.
Students will learn through a combination of instructor videos, exercises, readings, glossaries, self-assessments and more. Students will complete the course with a final exam to earn Certified Regulatory Compliance Manager (CRCM) credits.
Training you access anytime, any place.  Via your desktop computer, laptop, iPad or any tablet.
Required Software
Optional Software
Adobe Acrobat Reader
Compliance professionals including compliance managers, officers, and other compliance team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, auditors and lending compliance professionals.
Learning Objectives
After completing this course, students will gain a fundamental understanding of Loans to Insiders (Reg O) for Compliance Professionals and learn how to:
  • Identify parties and transactions covered under Regulation O
  • Describe basic restrictions and limitations under Regulation O
  • Explain the reporting and recordkeeping requirements of Regulation O
Your Instructor
Michael D. Maher, CRCM, CRP
EVP, Wells Fargo Consumer Lending Group
Maher provides oversight and advice to CLG businesses to formulate and implement compliance and operational risk policies, procedures and controls.  Maher serves on the faculty and chairs the advisory board for the American Bankers Association (ABA) National Compliance Schools and has taught at numerous seminars and schools offered by various state and local banking associations.
The Nebraska Bankers Association is a Local ABA Training Provider.
For More Information Contact:

Joanne Smith
Education and Member Information Coordinator

Nebraska Bankers Association / 233 South 13th Street, Suite 700 / PO Box 80008 / Lincoln, NE 68501-0008