Digital Compliance

Digital Compliance


Member Online Enrollment | Nonmember Online Enrollment

Price: $275 Members / $375 Nonmembers

Course Description:  The fundamental issues of compliance in the age of electronic signatures and the Web, as well as how to apply the various rules when engaging with customers and employees in the digital world. ABA Diplomas/Certificates: This course applies to the ABA Certificate in Deposit Compliance.

Created: July 2015

Students will learn through a combination of instructor videos, exercises, readings, glossaries, self-assessments and more. Students will complete the course with a final exam to earn Certified Regulatory Compliance Manager (CRCM) credits: 1.0 CRCM

Audience:  Compliance and risk management professionals including compliance managers, officers, and other team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, and auditors.

Learning Objectives:  After completing this course, students will be able to:

  • Explain the advertising rules for financial institutions
  • Define social media and the FFIEC guidance requirements
  • Describe the regulatory considerations associated with digital banking services
  • Explain mobile banking service and the regulatory requirements
  • Identify the considerations for a vendor handling a bank’s digital channels

Instructor: Thomas Healy, Chief Compliance Officer, Ally Bank, Midvale, UT

Thomas Healy is the Deputy Chief Compliance Officer at Ally Bank. Prior to Ally, he was a Compliance & Operational Risk Manager at Bank of America. Prior to his work at Bank of America, Thomas was the Compliance Officer at F&M Bank in Granite Quarry, NC. Thomas serves on the faculty and advisory boards of the ABA Compliance Schools and the editorial board for the ABA Bank Compliance magazine.​​​

The Nebraska Bankers Association is a Local ABA Training Provider.

For More Information Contact:

Joanne Smith
Education and Member Information Coordinator

Nebraska Bankers Association / 233 South 13th Street, Suite 700 / PO Box 80008 / Lincoln, NE 68501-0008