Guide to Ethics in Financial Planning
A Guide to Ethics in Financial Planning
SELF-PACED ONLINE COURSE: ABA ELEARNING
Created: Aug. 2013
A Guide to Ethics in Financial Planning introduces ethical standards as they apply to assisting the client and the advisors in developing an organized and comprehensive financial plan. It provides specific courses of action to prevent conflicts of interest and the potential to affect objectivity. This course examines compensation arrangements in financial planning that should be fully disclosed to the client.
AUDIENCE: TRUST OFFICERS AND OTHER TRUST DEPARTMENT PERSONNEL.
Describe guidelines to avoid conflicts of interest
Define the role of the financial planner
Describe the most common compensation arrangements in financial planning
The Nebraska Bankers Association is a Local ABA Training Provider.
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