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Guide to Ethics in Financial Planning

A Guide to Ethics in Financial Planning

SELF-PACED ONLINE COURSE: ABA ELEARNING
$130 Nonmembers / $95 Members

Member Online Enrollment | Non-Member Online Enrollment
This course is also available at discounted prices under an annual license.  Call or email for details.
Created: Aug. 2013 
A Guide to Ethics in Financial Planning introduces ethical standards as they apply to assisting the client and the advisors in developing an organized and comprehensive financial plan. It provides specific courses of action to prevent conflicts of interest and the potential to affect objectivity. This course examines compensation arrangements in financial planning that should be fully disclosed to the client.
AUDIENCE: TRUST OFFICERS AND OTHER TRUST DEPARTMENT PERSONNEL.
Learning Objectives
  • Describe guidelines to avoid conflicts of interest
  • Define the role of the financial planner
  • Describe the most common compensation arrangements in financial planning

    The Nebraska Bankers Association is a Local ABA Training Provider.
    For More Information Contact:

    Joanne Smith
    Education and Member Information Coordinator

Nebraska Bankers Association / 233 South 13th Street, Suite 700 / PO Box 80008 / Lincoln, NE 68501-0008