Member Online Enrollment | Nonmember Online Enrollment
Price: $275 Members / $375 Nonmembers
Course Description: Focusing on confidential customer information banks are allowed to gather with permissible purpose, and requirements for sharing that confidential information when permitted by regulation, this course reviews the key privacy laws and the delicate balance of freedom of speech and the government’s right to mandate some information disclosure.
Created: July 2015
Students will learn through a combination of instructor videos, exercises, readings, glossaries, self-assessments and more. Students will complete the course with a final exam to earn Certified Regulatory Compliance Manager (CRCM) credits: 2.0 CRCM
This course applies to the ABA Certificate in Deposit Compliance.
Audience: Compliance and risk management professionals including compliance managers, officers, and other team members whose primary role is within the compliance function at their financial institution; bank examiners, bank regulators, and auditors.
Learning Objectives: After completing this course, students will be able to:
Describe the prerequisites that apply to sharing nonpublic personal information (NPI) with nonaffiliated third parties and define key terms included in the Gramm-Leach-Bliley Act (GLBA)
Explain the requirements for sharing information among affiliates, and additional privacy notice requirements and considerations, including alternative delivery requirements
Describe the GLBA Security Guidelines and components included in an information security program and actions banks must take to properly manage and control risk, and the requirements under the Right to Financial Privacy Act for disclosure of financial institution records
Describe key laws and regulations that impact bank marketing strategies and how banks communicate with customers
Explain requirements and definitions of the FTC rule for the Children’s Online Privacy Protection Act (COPPA), and the requirements of HIPAA/HITECH Act, including bank products provided to covered entities included under HITECH and financial institution activities that are subject to HIPAA
Instructor: Patti Blenden, President and Founder Financial Solutions, Inc.
Patti is frequently a featured speaker at national and state compliance seminars, schools, and conferences as well as a published compliance resource. Patti has been a frequent presenter for American Bankers Association and serves as a faculty member of its prestigious Stonier Graduate School of Banking and its National, Intermediate, and Graduate Compliance Schools.
The Nebraska Bankers Association is a Local ABA Training Provider.
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